Risk & Compliance
Compliance and Audit Readiness
Build compliance programs and audit-ready systems that satisfy regulatory requirements and protect against enforcement actions.
advanced10 hours3 tracks
Prerequisites
- •AOS013
- •AOS045
Learning Tracks
Regulatory Requirements, Record-Keeping & Compliance Maturity
Understand the legal/ethical framework that governs Compliance and Audit Readiness
45 minadvanced
Audit-Ready Files, Compliance Calendars & Self-Audit Procedures
Execute Compliance and Audit Readiness with correct documentation and process discipline
60 minadvanced
Enforcement Actions, Fair Housing Response & Tax Audit Defense
Handle exceptions and disputes that arise in Compliance and Audit Readiness
75 minadvancedMembers Only