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State Regulatory Enforcement Frameworks

13 minPRO
3/6

Key Takeaways

  • State commissions have broad powers including subpoena authority, audit powers, and the ability to revoke licenses.
  • Sanctions range from reprimands and fines to suspension, revocation, and referral for criminal prosecution.
  • Recovery funds in many states provide restitution to consumers harmed by licensee misconduct.
  • ARELLO facilitates interstate sharing of disciplinary information, making it difficult to escape consequences by moving to another state.
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Test Your Knowledge

1.What entity has statutory authority to suspend or revoke real estate licenses?

2.What typically triggers an unscheduled state regulatory investigation?

3.Can a state real estate commission enforce actions against licensees from other states?