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Legal Documentation for Creative Financing

8 min
4/6

Key Takeaways

  • Every structure requires attorney-prepared documentation.
  • Subject-to needs due-on-sale acknowledgments.
  • Dodd-Frank impacts owner-occupied seller financing.
  • Lease options should be two separate documents.

Improperly documented creative deals can be unenforceable or create regulatory violations.

Subject-To Documentation

Subject-To Documentation

Purchase agreement with subject-to terms, deed, subject-to addendum with due-on-sale acknowledgment, authorization to release information, limited power of attorney, and optional land trust.

Seller Financing Documentation

Seller Financing Documentation

Purchase agreement, promissory note, recorded mortgage/deed of trust, Dodd-Frank compliance (owner-occupied), and closing statement. Dodd-Frank requires ability-to-repay verification for owner-occupied residential.

Lease Option and Wrap Documentation

Lease Option and Wrap Documentation

Lease options: separate lease agreement and option agreement (not combined). Wraps: all seller financing docs plus wrap-specific provisions and escrow/servicing agreement.

Key Takeaways

  • Every structure requires attorney-prepared documentation.
  • Subject-to needs due-on-sale acknowledgments.
  • Dodd-Frank impacts owner-occupied seller financing.
  • Lease options should be two separate documents.

Common Mistakes to Avoid

Using generic internet templates instead of attorney-prepared documents

Consequence: Contracts may be unenforceable, missing required disclosures, or non-compliant with state law

Correction: Have all creative financing documents prepared or reviewed by an attorney experienced in your state's real estate law.

Omitting the authorization to release information form in subject-to deals

Consequence: Cannot communicate with the mortgage servicer to verify payment status or resolve issues

Correction: Include a signed authorization form allowing you to communicate directly with the seller's mortgage servicer.

Test Your Knowledge

1.What critical document must be included in a subject-to closing?

2.What federal law impacts seller financing of owner-occupied residential properties?

3.Why should lease option agreements be two separate documents?