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Regulatory Framework for Capital Markets Transactions

13 minPRO
3/6

Key Takeaways

  • CMBS offerings are SEC-registered or sold under Rule 144A; REITs comply with ongoing reporting.
  • Dodd-Frank requires 5% risk retention in CMBS securitizations.
  • REIT dividends receive a 20% Section 199A deduction for qualifying taxpayers.
  • FIRPTA imposes withholding on foreign investors' U.S. real estate gains.
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Test Your Knowledge

1.What regulation governs CMBS disclosure requirements?

2.How does the Dodd-Frank Act affect CMBS origination?

3.What is the purpose of the Volcker Rule in relation to real estate capital markets?