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Lending Regulatory Compliance Overview

13 minPRO
1/6

Key Takeaways

  • TRID combines TILA and RESPA disclosures into Loan Estimate and Closing Disclosure with strict timing requirements.
  • ECOA prohibits lending discrimination; HMDA requires public reporting of application and origination data.
  • Dodd-Frank ATR rule requires verified ability to repay; QM provides a safe harbor for compliant loans.
  • Non-QM loans (common for investment properties) are permitted but lack the QM safe harbor protection.
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Test Your Knowledge

1.What is operational risk?

2.What is a risk register?

3.What is the Recovery Time Objective (RTO)?